UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
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FORM
CURRENT REPORT
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Item 8.01 Other Events.
As previously disclosed, on August 28, 2026, at the 2026 Annual Meeting of Stockholders (the “Annual Meeting”) of CDT Equity Inc. (the “Company”), stockholders approved the issuance of shares of common stock, par value $0.0001 per share (the “Common Stock”), underlying pre-funded warrants (the “Pre-Funded Warrants”) to purchase 12,131,770 shares of Common Stock issued to certain stockholders (the “Investors”) of Sarborg Limited, a Cayman Islands exempted company (“Sarborg”), pursuant to that certain Securities Purchase Agreement, dated July 30, 2026 (the “Purchase Agreement”). Subsequently, the Investors exercised all Pre-Funded Warrants on a cashless basis, and the Company issued 12,131,122 shares of Common Stock. Following the cashless exercise of the Pre-Funded Warrants, the issuance of shares pursuant to the Company’s at-the-market offering program, and other recent issuances, the total number of shares of Common Stock issued and outstanding as of August 31, 2026 was 13,693,866 shares. As a result, the Company’s market capitalization, based on the closing price per share of the Company’s Common Stock on August 31, 2026, was approximately $23.0 million, and the Company’s stockholders’ equity, as reported on the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2026, was approximately $103 million. Accordingly, the Company no longer has any outstanding deficiencies with The Nasdaq Stock Market LLC.
The foregoing description of the Purchase Agreement and Pre-Funded Warrants does not purport to be complete and is qualified in its entirety by reference to the full text of the Purchase Agreement and Pre-Funded Warrant, copies of which are filed as Exhibits 10.1 and 4.1 to the Company’s Current Report on Form 8-K filed on July 31, 2026, and are incorporated herein by reference.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| CDT EQUITY INC. | ||
| September 1, 2026 | By: | /s/ James Bligh |
| Name: | James Bligh | |
| Title: | Chief Executive Officer and Chief Financial Officer | |