Imperial Capital, LLC

2 SPAC IPOs underwritten · 1 as left lead · 0 active

IPOs Underwritten

Total trust raised

$376.6M

Left-lead

50% of mandates

Active mandates

1 closed · 1 liquidated

Imperial Capital, LLC is a middle-market investment bank that entered the SPAC underwriting market in 2021, participating in two blank-check IPOs during its active period in the space. The firm served as left lead underwriter on one of those transactions and has one closed deal on record. Imperial Capital currently carries no active SPAC mandates, consistent with the broader contraction in blank-check issuance that has reduced underwriting volumes across the industry. The firm's SPAC activity has been concentrated in the middle-market segment of the broader financials sector. To explore Imperial Capital's full deal history and underwriter profiles, sign up for complete data on SpacDesk.

SPAC	Sponsor	IPO Size	Role	Status	IPO Date	Target
OLIT OmniLit Acquisition Corp.	—	$143.8M	Lead	Closed	2021-11-10	SYNTEC OPTICS HOLDINGS, INC.
HWKZ Hawks Acquisition Corp	—	$200.0M	Co-Mgr	Liquidated	2021-10-12	—

Underwriter data extracted from S-1 and S-1/A prospectus cover sheets filed with the SEC. Role classification (left lead, co-manager) based on syndicate position order. Trust size reflects declared trust at IPO.