Imperial Capital, LLC

2 SPAC IPOs underwritten · 1 as left lead · 0 active

IPOs Underwritten

Total trust raised

$236.9M

Left-lead

50% of mandates

Active mandates

1 closed · 1 liquidated

Imperial Capital, LLC, the Los Angeles-based middle-market investment bank, entered the SPAC underwriting market in 2021, participating in two blank-check IPOs during the height of the SPAC boom. The firm served as left-lead bookrunner on one of those transactions, demonstrating a selective engagement in the space rather than a high-volume underwriting posture. Of its two mandates, one has progressed to a completed business combination, while the firm currently carries no active SPAC underwriting commitments. Investors and advisors tracking Imperial Capital's SPAC footprint and deal history can access full transaction-level data, pipeline status, and comparable underwriter analytics by signing up for SpacDesk.

SPAC	Sponsor	IPO Size	Role	Status	IPO Date	Target
OPTX OmniLit Acquisition Corp.	—	$143.8M	Lead	Completed	2021-11-10	SYNTEC OPTICS HOLDINGS, INC.
HWKZ Hawks Acquisition Corp	—	$200.0M	Co-Mgr	Liquidated	2021-10-12	—

Underwriter data extracted from S-1 and S-1/A prospectus cover sheets filed with the SEC. Role classification (left lead, co-manager) based on syndicate position order. Trust size reflects declared trust at IPO.