Roth Capital Partners, LLC
4 SPAC IPOs underwritten · 3 as left lead · 0 active
Roth Capital Partners, LLC is a California-based full-service investment bank that entered the SPAC underwriting market in 2021, focusing primarily on growth-oriented sectors including technology, healthcare, and consumer. The firm has served as underwriter on four SPAC IPOs since its debut in the space, acting as left lead bookrunner on three of those transactions. Of those four vehicles, three have closed deals, reflecting a solid conversion rate relative to the broader SPAC market's post-2021 contraction. Roth Capital currently carries no active SPAC mandates. Sign up at SpacDesk for full deal histories, co-manager records, and real-time filing alerts on Roth Capital and every other active underwriter in the SPAC market.
| SPAC | Sponsor | IPO Size | Role | Status | IPO Date | Target |
|---|---|---|---|---|---|---|
| RCAC Revelstone Capital Acquisition Corp. | — | $150.0M | Co-Mgr | Liquidated | 2021-12-20 | Set Jet, Inc. |
| ROCL Roth CH Acquisition V Co. | — | $115.0M | Lead | Closed | 2021-12-02 | New Era Helium Corporation |
| SMAP Sportsmap Tech Acquisition Corp. | — | $119.9M | Lead | Closed | 2021-10-21 | Infrared Cameras Holdings, Inc. |
| HLD Secure America Acquisition Corporation | — | $80.0M | Lead | Closed | — | Ultimate Escapes, Inc. |
Underwriter data extracted from S-1 and S-1/A prospectus cover sheets filed with the SEC. Role classification (left lead, co-manager) based on syndicate position order. Trust size reflects declared trust at IPO.