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Southwest Securities, Inc

1 SPAC IPO underwritten · 0 as left lead · 0 active

IPOs Underwritten
1
Total trust raised
$0.0
Left-lead
0
0% of mandates
Active mandates
0
0 closed · 1 liquidated

Southwest Securities, Inc. was a Dallas-based full-service broker-dealer and investment bank that participated in the blank-check company market as an underwriter, recording one SPAC IPO across its history in the sector. The firm operated as a subsidiary of SWS Group and never served as left lead on a SPAC transaction. Following Hilltop Holdings' acquisition of SWS Group in 2015, Southwest Securities ceased to operate as an independent entity and currently carries no active SPAC mandates. Its single SPAC underwriting engagement reflects a limited but documented presence in special purpose acquisition company financings. For complete deal history and underwriter analytics on Southwest Securities, sign up for full data access at SpacDesk.

SPACSponsorIPO SizeRoleStatusIPO DateTarget
HDP
HD PARTNERS ACQUISITION CORPORATION
$150.0MCo-MgrLiquidated

Underwriter data extracted from S-1 and S-1/A prospectus cover sheets filed with the SEC. Role classification (left lead, co-manager) based on syndicate position order. Trust size reflects declared trust at IPO.